compliance jobs in Ngau Tau Kok

Authority Senior Officer/ Officer (Supervision) - Investment Compliance & Performance The... Job To perform research, fact-finding and data/statistical analysis on investment compliance and fund...

Compliance) Major Responsibilities Assist in handling the relevant legal and regulatory... compliance works of the company, including drafting and review of documents, participating...

Responsibilities: Report to Head of Regulatory Compliance Provide timely advice on the... regulatory compliance related matters Support the regulatory compliance function covering...

, and compliance management services. We specialize in non-financial due diligence, background checks...

and compliance. Ensure all designs comply with industry standards, best practices, and local...

, and Putonghua Securities Responsibilities Ensure compliance with FUJIFILM Business Innovation...

Framework in collaboration with all internal stakeholders. e.g. Legal & Compliance, IT Governance... of Cloud compliance process by different stakeholders, including the managed service provider...

/ retirement schemes, financial regulation, legal / compliance, consulting, social services / labour...

, ensuring compliance with legal standards and project-specific requirements; Monitor...

in annual audits, tax compliance and company secretarial filings; Prepare annual budgets...

assessments to ensure compliance with company policies and local regulations. ● Contribute to the...

bonus distribution Handle employee compensation and ensuring compliance with ECO Participate...

and ensuring compliance with ECO Participate in ad-hoc assignments as required REQUIRED KNOWLEDGE...

' compliance with the conduct requirements and the CPD requirements; To handle enquiries... compliance, retirement schemes / pensions, insurance / investment / banking or accounting...

and written English, Cantonese, and Putonghua Securities Responsibilities Ensure compliance...

, compliance, retirement/pension and/or customer service, preferably gained in sizable or public...

and stability; To establish and enforce standards and sound practices for and communicate compliance...; At least ten years of relevant experience in regulatory compliance, retirement schemes / pensions, system...

awareness and ensure compliance with applicable security standards Review and make recommendation...

primary and secondary clearing centres to ensure compliance with the established control...

working experience in regulatory compliance, retirement schemes / pensions, banking, insurance...