compliance jobs in Central

for customers. Responsibilities * Assist in various compliance checking, training and self... or above of compliance or related experience. Proficient in Microsoft Office, with strong team communication...

Job Description Compliance role (Equities Derivatives a must) Purpose of the role... To provide data-led expert oversight and check and challenge on business and compliance matters...

-established financial institutions or professional firms Risk Management and Compliance experience...

Responsibilities: Monitor and manage the daily compliance works for the Group... for conducting AML, KYC and other compliance checks such as Independent Check during the course...

AML compliance review; Formulate and deliver regular AML compliance training and promote... compliance culture of the Branch; Prepare reports to Senior Management, Head Office...

. Periodically review client data and transactions to ensure timely updates and compliance... with regulatory requirements. Periodically conduct compliance monitoring programs Responsible...

About the role This is an exciting opportunity for an experienced Compliance Officer... to join a reputable professional firm in the heart of Central and Western District. As a Compliance Officer...

Compliance, the incumbent will support the head in leading a team to detect and prevent fraudulent... Monitoring or Compliance Strong financial crime knowledge with open-minded to collaborate...

compliance issues/concerns within the organization. The position ensures the management... and employees are: (i) in compliance with the rules and regulations of regulatory agencies, (ii...

及高淨值客戶提供以研究為主導的投資方案。 Role Summary 職位概要 You will act as the key advisor on all regulatory and compliance matters... to the CEO, and you will be supported by an outsourced third‑party compliance firm. 你將就公司研究、資產...

A well-established international asset management firm which is one of the major institutional investors in the global financial markets and one of the biggest funds by AUM in Hong...

Job Duty Location: IFC, Central Employment Type: 1 year contract Working Hours: Monday to Friday, 08:45 - 17:35 Key Responsibilities • Perform general secretarial duties and prov...

工作職責 Location: IFC, Central Employment Type: 1 year contract Working Hours: Monday to Friday, 08:45 - 17:35 Key Responsibilities • Perform general secretarial duties and provide ...

Drake International Hong Kong Drake International has been in operation at a global level for 70 years with over 39 years in the Hong Kong market! Not just a recruitment company,...

Job description Acting as 1.5 line of defense, provide compliance advises and business... support in relation to Global Markets business (including FICC) Develop compliance plan...

and compliance. Client Details Our client is a well-established organization within the property.... Description Preparing and reviewing financial statements, ensuring compliance with relevant accounting...

of defence, ensuring strong risk controls and compliance. Client Details Our client is a well... strong risk controls and compliance. Description Manage and assess client account activity...

digital certificate and encryption key lifecycle processes. Coordinate audit and compliance...

opportunities for efficiency, compliance, and customer experience improvements. Prepare business...

, ensuring compliance with all relevant laws pertaining to private limited companies in Hong Kong.... Coordinate, monitor, and ensure statutory and regulatory compliance requirements are met within the...