compliance jobs in Central and Western District

for customers. Responsibilities * Assist in various compliance checking, training and self... or above of compliance or related experience. Proficient in Microsoft Office, with strong team communication...

Global Platform Diverse Compliance Exposure About Our Client The hiring company... investment management firm known for its expertise in funds and regulatory compliance...

, and other compliance-related tasks. · Draft meeting minutes, prepare resolutions, and archive documents.... · To ensure all AML/Compliance-related processes are in place including KYC, EDD, transaction...

Job Description Compliance role (Equities Derivatives a must) Purpose of the role... To provide data-led expert oversight and check and challenge on business and compliance matters...

Our client is hiring two new headcounts for their compliance department. One role... several years. Description As part of the global compliance department, you will work in a close...

Responsibilities: Develop and implement compliance policy and review program covering... our equities and futures businesses with particular emphasis on the compliance with the relevant...

-established financial institutions or professional firms Risk Management and Compliance experience...

growth, they are looking to hire a Compliance Officer to join their experienced and well...‑respected compliance team . The Role Assist in designing and maintaining compliance policies...

Responsibilities: Monitor and manage the daily compliance works for the Group... for conducting AML, KYC and other compliance checks such as Independent Check during the course...

growth, they are looking to hire a Compliance Officer to join their experienced and well...-respected compliance team. The Role Assist in designing and maintaining compliance policies...

AML compliance review; Formulate and deliver regular AML compliance training and promote... compliance culture of the Branch; Prepare reports to Senior Management, Head Office...

. Periodically review client data and transactions to ensure timely updates and compliance... with regulatory requirements. Periodically conduct compliance monitoring programs Responsible...

Assistant Sanction Management Manager (AML Compliance, Banking) Responsibilities...

of compliance manuals; Handle all licensing/registration matters (including HKMA and IA), CPT... and CPD monitoring; Assist to perform compliance monitoring, prepare compliance monitoring...

About the role This is an exciting opportunity for an experienced Compliance Officer... to join a reputable professional firm in the heart of Central and Western District. As a Compliance Officer...

several years. Job Description As part of the global compliance department, you will work... will have at least 2-5 years of relevant experience within the compliance field, ideally gained from law...

Compliance, the incumbent will support the head in leading a team to detect and prevent fraudulent... Monitoring or Compliance Strong financial crime knowledge with open-minded to collaborate...

compliance issues/concerns within the organization. The position ensures the management... and employees are: (i) in compliance with the rules and regulations of regulatory agencies, (ii...

及高淨值客戶提供以研究為主導的投資方案。 Role Summary 職位概要 You will act as the key advisor on all regulatory and compliance matters... to the CEO, and you will be supported by an outsourced third‑party compliance firm. 你將就公司研究、資產...

Our Risk and Compliance Department is looking for a high-caliber candidate... and assessment on compliance issues to meet internal and regulatory requirements Perform regular...